Did you have some cake? Break out the balloons? While it’s hard to believe, it is true. Our little Dodd-Frank, signed into law by President Obama in 2010, is already four years old and about ready for pre-school. Although we in the ethics and compliance industry tend to focus pretty heavily on the whistleblower program that Dodd-Frank established, the law has also regulated conflict minerals, changed the definition of executive pay and implemented the Volcker Rule, which prohibited banks and their affiliates from trading securities for their own account, although… well let’s just say that is in a bit of …flux, I guess..?
Happy Birthday Dodd-Frank: The Whistleblower Program Milestones and How They’ve Impacted Business Ethics Training
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