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Compliance – Or Innovation?

When asked what I thought the greatest obstacle to innovation was I really had to pause.  For me, it’s not staff.  I have an engaged staff that are change advocates and eat and sleep innovation.   What is the biggest obstacle?  I have worked retail for fifty years and know many great managers, so over the last year I have reached out to them for feedback and here is what they felt was the number one cause of lack of innovation.

Compliance

The most often reply was compliance-focused middle management or in retail a District Manager.  I have worked for some amazing District Managers and some that made you have nightmares and wrecked your physical and mental health.  I guess the first one would be compliance based.  I wrote about him in my article The Alamo Syndrome (see below) and while I completely understand the need for compliance to company policy, I must ask what happens when compliance becomes the obstacle to innovation.

You could actually fail your visit by missing a light bulb, one piece of merchandise slightly askew or your conversion down when your center had an event and an extra eight hundred people passed through your store to cool off.

The compliance–focused District Manager would spend several days in your store with checklist after checklist.  It was his mission to find things wrong. You got points off for everything and having a light bulb out was just as bad as being down twenty percent on your sales plan. You could actually fail your visit by missing a light bulb, one piece of merchandise slightly askew or your conversion down when your center had an event and an extra eight hundred people passed through your store to cool off. Please keep in mind while this visit (I often wonder why it’s called a visit) is taking place, you have a store full of customers, freight that needs to get out, and recovery needs to be happening.  Instead, we have this parade of managers following him around with notepads.

The sole mission seems to be about humiliation, tearing people down and making everyone wonder if they need to dust off their resume.

To summarize the visit it was disruptive, nonproductive, and no one learned anything.  All the store employees felt demoralized, degraded and worthless.  It was humiliating and demeaning without anything productive being accomplished.  It was neither educational nor developmental.  An opportunity to teach and coach was wasted to appease someone’s ego.  It should come as no surprise that this company is in serious trouble.  They are losing associates in a stampede of disillusion and disappointment.  We had four District Managers in seven years with none of them coming from the company they were hired to run.  Often the checklist was not a tool it was a hit list.

Innovation

It was an approach that would change how we did business and created a ripple effect throughout the company. He turned us loose and told me to advocate for the changes and he would support me completely.

One of my favorite District Managers was one that worked his way up the ranks paying his dues listening to his teachers and mentors. When he would come into the store my staff would be excited knowing that they were going to learn something and that he would make time for them each visit sharing his insights and advising them on their careers. He trusted me to run the store as if I owned it. He listened to my experience and when my staff and I developed a new and innovative new approach or dynamic change for the store he was an advocate.  It was an approach that would change how we did business and created a ripple effect throughout the company. He turned us loose and told me to advocate for the changes and he would support me completely. He never used a checklist and taught us to be advocates for change, to always ask questions and to push back when something didn’t make sense.  He shared his knowledge with us yet got out of my way and allowed and trusted me to make change and be innovative.  He always supported learning and several of my staff became great managers.  It is amazing what you can do when someone supports you and gives you the tools you need then unleashes you to reach higher than you ever dreamed.

Point Of View

Compliance should be done in the spirit of the guidelines, not as an inflexible item that cannot change or be adjusted. If compliance cannot accommodate change it becomes an obstacle to innovation and will produce an environment of complacency where what could be great becomes mundane. Compliance is the fog that hides imagination.

Related Articles:

The Alamo Syndrome

Dynamic Change

 

Larry Tyler
Larry Tyler
Awaken the possibilities … then unleash them. After 55 years of successful retail management, I have returned to my passion of writing. I write Poetry, Storytelling, and Short Stories. As a child, I grew up on front porch storytelling. I would sit and listen to my Dad and his brothers tell these great stories that were captivating, and I always wanted to hear more. I wanted to experience the things they talked about. I started writing at a young age and reading everything I could get my hands on. At twelve years old I started a storytelling group and several of my friends became writers or poets. At 16 I hopped box cars and worked the tobacco fields, orange groves, picked cotton, and spent many nights around a campfire listing to life stories. Someone once asked me why I wrote. It consumes an amazing amount of time and I assure you it is not going to make me rich. I write so that my children can touch and feel my words telling of the ones that came before us and the stories they told me. These are the chronicles of our family and even though they come from my childhood memories and are deeply rooted in a child’s remembrance at least they may feel what it was like in the time before them and cherish the things the elders left behind. I am a Columnist & Featured Contributor, BIZCATALYST360 and I have The Writers Café, a group on LinkedIn that features Poets, Writers, Artists, Photographers, and Musicians . On Facebook I have two groups and one page; Dirt Road Storytelling, From Abandoned To Rescue Dogs And Cats, and About Life, Love And Living. As writers, it is true that we honestly do not know what we hold within us until we unleash it. When our words inspire others only then will inspiration return to the writer. I will spend my twilight years in search of the next story, the next poem, and the next image. I will take the time to enjoy my Wife, our Dogs, and Cats, and our amazing new home and I will always find the time to walk down a dirt road I truly hope is that I never have to read another book on Leadership, be on a conference call or see another plan o gram as these were the tool for what I did in life and not about who I am.

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CONVERSATIONS

  1. Great post, Larry. I think we have all experienced the type of person you were talking about. I had one, who was the president of an agency I worked for. He wasn’t my boss, but he was the big boss. One day I was coming in late in the morning because I liked to work at home in the mornings. He asked me where I’d been and I was dopey enough to tell him. Later that day my Creative Director came by and told me that his boss felt that he was subsidizing my time out of the office, and so my working at home days were curtailed. On the weekend I printed out all my files, on a roll of paper, went to the agency and basically papered his office with literally hundreds of ads and radio and TV scripts, that I had written at home. He was not thrilled. But he got the point. And that was reinforced by CFO of the agency who showed him my numbers, which were probably the best in the agency. He wanted me to comply with what he thought was the way I should do my job. Needless to say, I reverted to my more productive schedule.

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